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FDA Form 483 Findings & Sponsor Oversight: Best Practices in Clinical Trials | BioBoston Consulting

Discover the common FDA Form 483 observations in clinical trials and learn best practices for sponsor oversight, risk management, and compliance. Learn how BioBoston Consulting can help your organization address regulatory challenges and improve trial performance

Recent trends in Clinical Study Site Inspections 

FDA inspections of clinical study sites often result in 483 observations, with certain trends persisting across years. Common findings include: 

  • Failure to follow the investigational plan (i.e., protocol deviations) 
  • Underreporting of safety events (e.g., adverse events) 
  • Inadequate case histories 

Although the site is typically responsible for these findings, it is important to consider how the sponsor and other vendors, such as Clinical Research Organizations (CROs), are performing their oversight responsibilities. 

Examining Common Findings: Underreporting of Safety Events 

One of the most pressing concerns in clinical trials is the underreporting of safety events, including adverse events. A recent inspection identified numerous unreported cases, raising critical questions about how these issues went unnoticed during monitoring. 

A thorough analysis should consider: 

  • Why wasn’t this identified during on-site monitoring? 
  • Was there sufficient access to source records? 
  • In terms of centralized monitoring, were adverse event rates tracked across countries and sites? 
  • Were any outliers detected and appropriately addressed? 

Addressing these questions can help identify process failures and highlight areas where improved oversight could have led to earlier detection of these issues. 

Reflection on Study and Vendor Oversight 

As we explore these questions, it becomes clear how the study’s oversight was designed and implemented. One key consideration is whether Key Risk Indicators (KRIs) were properly identified and whether there was a system in place to monitor and evaluate these risks. In some cases, a lack of alignment between the KRIs that vendors or sponsors are tracking, and the standardized reports may hinder effective monitoring. 

Having the right technology and systems is crucial for vendors and sponsors to maintain effective oversight during clinical trials. However, simply collecting data is insufficient. It is equally important to have processes in place to analyze and act on that data. Without proper analysis, having the data is of no advantage. 

BioBoston’s Expertise in Clinical Trial Oversight 

Although it is possible for companies to address their FDA Form 483 findings, the entire process requires time and resources. BioBoston offers invaluable expertise in ensuring that essential components are in place to run clinical trials in compliance with regulatory requirements. BioBoston offers: 

  • Comprehensive clinical trial leadership and operations for proper study start-up and execution 
  • Development and assessment of quality management systems, with a strong emphasis on vendor oversight 
  • Identification and implementation of clinical and GxP technologies to deliver critical data insights 
  • End-to-end inspection readiness preparation 

Is your organization prepared for an FDA inspection?

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